Sunday, May 15, 2011

Is WSKG subject to NY Open Meetings Law and Public Officers Law?

To: Robert Freeman, NY State Committee on Open Government
From: William Huston
Date: July 2004

Dear Mr. Freeman,

I have been denied a request for information by WSKG under the
Freedom of Information Law and NY Open Meetings Law.

Would you mind ruling on the question of whether or not the
WSKG Public Telecommunications Council, Inc. is subject to this law?

Here is my argument to suggest that they are, citing your prior rulings:


1. SIGNIFICANT GOVERNMENT CONTROL INDICATES APPLICABILITY OF OML and FOIL

COOG rulings:
a) FOIL-AO-13994, b) OML-AO-3398, and c) FOIL-AO-13140

2. WSKG IS UNDER SIGNIFICANT GOVERNMENT CONTROL

a) The Charter of WSKG shows that significant control over the governing body is
retained by or granted to the SUNY Board of Regents

i) all trustees must be approved by regents
ii) regents can amend WSKG's charter sua sponte (by their own motion)
iii) WSKG's bylaws must be approved by regents

b) FCC filings declare the WSKG governing body is under the control of NYSED on behalf of Board of Regents. See form 323 Ownership report from 2003: http://licensing.fcc.gov/cgi-bin/ws.exe/prod/cdbs/pubacc/prod/own_list.pl?Facility_id=74034

"EXPLANATION OF #6 - THE GOVERNING BOARD IS UNDER THE CONTROL OF THE NEW YORK STATE DEPARTMENT OF EDUCATION, FOR AND ON BEHALF OF THE BOARD OF REGENTS "

(UPDATE 2011-- I just noticed something interesting! In 2007, item #6 was "YES" we are under control of another agency. In 2009, they started answering "NO". What changed...?)

c) NY STATE LAW REQUIRES SIGNIFICANT GOVERNMENT CONTROL OVER PUBLIC BROADCASTING

NY Education Law, S 236 (3)(c),(e-f)

d) IN NY STATE, PUBLIC BROADCASTING IS A GOVERNMENT FUNCTION

NY Education Law, S 236 (4)(f)

3: Public Benefit Corporations are subject to OML and FOIL.

4: WSKG is a Public Benefit Corporation, chartered to "build/operate a public improvement".

5: Conclusion: WSKG is subject to OML and FOIL

Please do not hesitate to contact me if you need any clarification or additional details.
Thank you + Kindest Regards,
BH

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Response: http://www.dos.state.ny.us/coog/ftext/f14842.htm

State of New York
Department of State
Committee on Open Government


One Commerce Plaza
99 Washington Ave.
Albany, New York 12231
(518) 474-2518
Fax (518) 474-1927
http://www.dos.state.ny.us/coog/

FOIL-AO-14842

August 4, 2004

The staff of the Committee on Open Government is authorized to issue advisory opinions. The ensuing staff advisory opinion is based solely upon the information presented in your correspondence.

Dear ----------

As you are aware, I have received your letter in which you asked whether WSKG, a public radio station in Binghamton, is subject to the Open Meetings and Freedom of Information Laws. You wrote that the entity that operates WSKG is a not-for-profit corporation that was chartered by the Board of Regents.

Both of those statutes ordinarily apply to governmental entities, and in my view, WSKG is subject to neither. In this regard, I offer the following comments.

First, I note that all educational and similar institutions in New York are chartered by the Board of Regents, including private schools, colleges and universities. The grant of a charter would not signify that an entity is governmental in nature. Further, having performed research concerning WSKG and public radio stations generally, although licensed by the government, they are not operated or largely funded by the government. It is my understanding that the operating costs are funded primarily through payment of membership fees, contributions and underwriting by corporate organizations.

Second, the Open Meetings Law is applicable to meetings of public bodies. Section 102(2) of that law defines the phrase "public body" to include:

"...any entity for which a quorum is required in order to conduct public business and which consists of two or more members, performing a governmental function for the state or for an agency or department thereof, or for a public corporation as defined in section sixty-six of the general construction law, or committee or subcommittee or other similar body of such public body."

Based upon my understanding of the organization, it would not constitute a public body, for it does not perform a governmental function for the state or any particular group of municipalities or other governmental entities.

The Freedom of Information Law pertains to agency records, and §86(3) of that statute defines the term "agency" to mean:

"any state or municipal department, board, bureau, division, commission, committee, public authority, public corporation, council, office or other governmental entity performing a governmental or proprietary function for the state or any one or more municipalities thereof, except the judiciary or the state legislature."

Again, since WSKG is not a "governmental entity", it is not in my opinion an "agency", and rights conferred by the Freedom of Information Law would not extend to the WSKG.

Lastly, you referred to "business matters from and to politicians." If, for example, there are written communications between WSKG and state, county or other municipal officials, and if copies of those communications are maintained by state or municipal agencies, those communications would constitute agency records. In that circumstance, while WSKG would not be required to give effect to a request made under the Freedom of Information Law, that statute would apply to records maintained by those agencies and would be subject to rights of access.

I hope that I have been of assistance.

Sincerely,

Robert J. Freeman
Executive Director

RJF:jm

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Here are some additional support found after the ruling:


OML-AO-3398 and FOIL-AO-13140

... the Foundation would not exist but for its relationship with the University; it carries out a variety of functions that the University would otherwise perform; the University has substantial control over the Foundation board in the terms of membership, for the description of the composition of the Board indicates that a majority of its seventeen members are officials of or chosen by CUNY or CUNY organizations. Based on the foregoing, I believe that the Board of the Foundation is a "public body" required to comply with the Open Meetings Law.

FOIL-AO-12685

Although the definition of "agency" refers to "governmental" entities performing a governmental function, the courts have considered the functions of not-for-profit corporations closely associated with government and the extent to which there is governmental control over those corporations in determining whether they are subject to the Freedom of Information Law.

FOIL-AO-13994

First, whether the public benefit corporation created by the YIDA is "for-profit" or otherwise is not, in my view, determinative of its status under the Freedom of Information Law. ***From my perspective, based on judicial decisions, the key factor involves the extent to which there is governmental control over the entity.***

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